Private Placement Offering Regulations

  • June 22, 2021 7:12 PM
    Reply # 10686697 on 10603861
  • June 19, 2021 7:12 PM
    Reply # 10670946 on 10603861
  • June 08, 2021 2:59 AM
    Message # 10603861
    Lorette Farris (Administrator)

    Previous: Subscription Agreement

    Company's raise capital by issuing shares of stock or interests for purchase by either the general public or through a private placement. The primary disclosure form for general public investors is a prospectus. For private placements, it's a Private Placement Memorandum or  PPM; a disclosure document listing information about the business and its underlying security.

    A private placement is a sale of stock or interests to investors who meet specific criteria. The criteria for accredited status include having a particular level of assets and net worth and non-accredited with investment experience. In many cases, a Subscription Agreement accompanies the PPM.

    Next: Accredited Investor 

    Last modified: June 08, 2021 3:08 AM | Lorette Farris (Administrator)